88 lines
2.7 KiB
Python
88 lines
2.7 KiB
Python
# -*- coding: utf-8 -*-
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"""
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算法备案合规数据采集与查询模块
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匹配企业是否已完成网信办算法备案
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"""
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import json
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import logging
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from pathlib import Path
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from typing import Optional
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logger = logging.getLogger(__name__)
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DATA_DIR = Path(__file__).parent.parent / "data"
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def _load_algo_filings() -> list:
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"""加载算法备案数据"""
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filepath = DATA_DIR / "algo_filings.json"
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with open(filepath, "r", encoding="utf-8") as f:
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return json.load(f)
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def check_algo_filing(company_name: str) -> dict:
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"""
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查询企业的算法备案状态
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"""
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filings = _load_algo_filings()
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result = {
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"has_filing": False,
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"filings": [],
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"needs_filing": False, # 是否需要备案但未备案
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"risk_level": "低",
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}
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for filing in filings:
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if company_name in filing["company"] or filing["company"] in company_name:
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result["has_filing"] = True
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result["filings"].append(filing)
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return result
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def assess_algo_compliance_risk(company_data: dict) -> dict:
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"""
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综合评估企业的算法合规风险
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考虑因素：是否涉及 AI 业务、是否已备案、数据出境风险
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"""
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company_name = company_data.get("short_name", company_data.get("company_name", ""))
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sector = company_data.get("sector", "")
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compliance = company_data.get("compliance", {})
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# 查询备案状态
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filing_status = check_algo_filing(company_name)
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# 判断是否需要备案
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ai_related_sectors = ["AI", "软件", "互联网", "消费电子"]
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needs_filing = sector in ai_related_sectors or "AI" in str(company_data.get("tech_route", {}))
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# 综合评估
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risk_level = "低"
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risk_details = []
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if needs_filing and not filing_status["has_filing"]:
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algo_status = compliance.get("algo_filing_status", "")
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if algo_status == "不适用":
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risk_level = "低"
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else:
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risk_level = "高"
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risk_details.append("涉及AI业务但未查到算法备案记录")
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data_export_risk = compliance.get("data_export_risk", "低")
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if data_export_risk == "高":
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risk_level = "高"
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risk_details.append("存在大量跨境数据传输，数据出境评估风险高")
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elif data_export_risk == "中":
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if risk_level != "高":
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risk_level = "中"
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risk_details.append("存在部分跨境数据传输，需关注数据出境合规")
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return {
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"company_name": company_name,
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"needs_filing": needs_filing,
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"filing_status": filing_status,
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"data_export_risk": data_export_risk,
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"overall_risk_level": risk_level,
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"risk_details": risk_details,
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}
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